This session was by Tony Simmonds
of the University of Nottingham.
Main gist of it below with
apologies for anything I’ve misunderstood as this is not my core field so
wanted to find out more about it.
Nottingham Context
He discussed the general research
agenda at his university and JISC funded work on OA (Open Access). Session as
the story of his sustained campaign of advocacy for OA in his institution.
While not leading the field, they were certainly now in a better position than
formerly.
Nottingham has a medium sized law
school with 40 academic staff, many of whom have full Professor status. There
are challenges around interaction of free availability of research and traditional
routes for the output of academic scholarship.
Differing approaches to OA.
Basically two routes get
discussed. Green route, academics put content in repository for their discipline
or for their institution, free at point of use, may be an embargo period
depending on discipline. Gold path or
route, payment is made to publisher when publishing in their journal etc to
also make it also freely discoverable and available at publication point for OA
purposes (though there may be time embargos on imposed by specific publishers).
OA Movement Momentum
OA movement gathering momentum
since the 1990s.
Growing questions and pressure
relating to there was no free public access to publicly funded research outputs
and that the outputs should be available as free access rather than behind
commercial publisher paywalls. Also argument that making research more
accessible an incentive to research and industrial development to strengthen economy.
OA at Nottingham, Background
Nottingham Uni had had a pre-print
repository since 2005 (pre-refereed pre-publication versions), and a department
for APCs (Article Processing Charges) since 2006. An APC is the upfront pre-publication
fee paid to publisher to make an article free at the point of access when it is
being published commercially. There had been a mandate to the university
academics since 2009 that they should make available their work OA.
Recent Momentum for OA
In June 2012 the
Government-instructed Finch Report (under aegis of Dame Janet Finch) was
published. This endorsed OA and it endorsed the APC (gold route) model.
Publishers generally liked this as it would open up a new income stream in APC
fees for them. However APC fees are not cheap, can be £1,500 / £2,000 per
article.
RCUK (Research Councils UK)
published its own policy in July 2012 (now as subsequently amended several times since)
which got criticised and was controversial.
OA and responses to is basically a moving picture, it changes all the
time. RCUK good place to look for literature on though.
RCUK Position
RCUK favoured gold over green.
Block grants to some universities to fund APC costs. Funding will continue and
grow. Supposed to put in place an equitable spread across disciplines. However legal academics haven’t been
applying. A certain type of Creative Commons - Attribution CC-BY licence should
be used. Publishers and academics a bit jittery about this particular licence
and what it allows in terms of remixing content. Anyone in recent RCUK funding
must acknowledge and make available their research through the gold route
immediately or green route later. Should give statements on how to request
underlying data.
Barriers to Open Access
Academic indifference – lots to
do, just another thing.
Workload
Academic freedom (not liking
being told what to do and how)
Quality control (e.g. worried
about different versions of work including out-dated ones)
Defend publishing status quo (worked
till now so why complicate it)
Copyright
SHERPA
SHERPA is based at Nottingham Uni
and facilitates scholarly communication and has a lot of OA tools and
materials. These include RoMEO (Publisher's
copyright & archiving policies which allows search by title and publisher
and collates information re OA
approaches) and JULIET (Research funders archiving mandates and
guidelines)
The Nottingham Repository
In 2012 the total number of items
that had been deposited by the 40 law school academics was 8, all written by
the same person.
Important to move on to improve
that.
What are Lawyers Like?
Conservative (small ‘c’)
Successful
Many are not technologically
savvy (though some are)
Respect rules
Rights focused, believe in
academic freedom
Low levels of applications for research
funding
Care about book chapters
Busy, busy, busy
People don’t necessarily like
being told how and where to publish, OA is disruptive to old model where
everyone knew the key places in their field to publish and did so accordingly.
Details matter, things like lack of pagination become important if want others
to be able to accurately cite and refer to work. Fears of APCs being rationed
or influencing choices on publication routes. However likely to become
necessary to gain research funding from most major funders by time of next REF
2020 exercise. Book chapters are not
covered by Romeo and lots of publishers don’t stipulate their OA position
regarding.
Nottingham Milestones (1)
Speaking at School meeting, Jan
2012. Appealed to philanthropy (didn’t work) and talked about Finch report in
advance.
Joining a reformed Research
Committee, March 2012. Talked about concerns and discussed implications for
REF.
Pilot of green OA, March – April 2012. Did a review against RoMEO, uncovered lots of
challenges.
Academic Staff Seminar, May
2012. Lots of staff attended.
Nottingham Milestones (2)
Finch Report published Summer
2012.
Extra hours agreed for Legal
Researcher, Sept. 2012. Based within library, funded by law school to help with
their research, identified which publications could be used
Consent from Sweet & Maxwell, Sept. 2012 (for Nottingham Uni
authors only).
Academy of Social Sciences
Conference, Nov . 12. Fairly negative
discussion, lots of objections, didn’t like the CC-BY licence use. Concerns had
been imposed, could lead to misappropriation of rights, threat to learned
societies.
Nottingham – End of 2012
77 items in law school repository
between 12 academics representing a third of the School. Others hadn’t gotten
around to or there’d been problems / issues that meant couldn’t use content of.
Nottingham Milestones (3)
List of journals in law with gold
APC route, Jan 2013.
First application from academic
to Publications Fund re APC March 2013.
HEFCE Consultation March 2013 re
OA in REF 2020 context on requirement of eligibility that research outputs are
born OA. That would change the game
entirely.
REF Environment Statement May
2013.
How To Get Buy-In (1)
Be aware academics are still
often not aware of OA
Get on the Research Committee
Press the right buttons – REF 2020
(Research Excellence Framework 2020 research assessment policy).
Talk about impact
Comparison use of own
institutional repositories (May 2012)
LSE – 2,115
UCL – 2,170
Oxford – 68
Nottingham – 8
How to get Buy-In (2)
Get academics to advocate for
you, much more effective to own peers
Provide administrative support
Be proactive with publishers, use
RoMEO and help up-date
Reassure over copyright –paginate
post-prints (post refereed pre-publication status)
Monitor gold OA opportunities
across thediscipline
Don’t give up
Questions / discussion
There was discussion of flipping
funding steams and the pressures on Finch and amount of lobbying – hence gold
route chosen? Discussion of universities
having to pay twice – the subscription costs for libraries to journals plus OA
fees separately. How discoverable are OA material? A little linking to from
commercial databases, but not much as yet. No formal relationship between OA
and indexing / web browsing tools. What way the major funders and HEFCE come
down re REF 2020 will have a major impact – stick model more effective than
carrot? What happens with ‘born OA’ material, how is that dealt with? Green OA
with embargo period likely. Need to think a lot more about individual data
management practices underlying research also in terms of being able to find,
record and make available data accurately.
The BIALL Open Access Fringe
Short note on this.
Basically this was an add-on
informal discussion session over lunchtime put together by Pete Smith for those interested in Open Access and Free
Law that was not part of the scheduled conference programme but considered
various themes also explored in formal conference.
A lot of the discussion was about
what different institutions were doing about OA and how it was catered for in
their institutions and the extent to which national collaboration could prove
useful and save people re-inventing the wheel. So, discussion about whether BIALL
could co-ordinate a Directory of Open Access journals and legal publishers OA
policies and what other bodies may wish to be involved and how co-ordinate
that. Looks like BIALL will take
forward.
Questions about whether there
would be any overt quality control in such a publication in terms of whether
journals are considered reputable. General agreement no one peer review
standard and thorny territory to impose subjective judgments.
Discussion of where institutional
repositories sit within academic institutions and whether and to what extent
library was involved with. Few libraries seem to have management of the
function, but various are involved (e.g. managing APC money), and all encourage.
Lots of universities appointing cross-institution OA Managers.
Few have policies on how APC
money distributed, tends to be first come first served. Could create problems
with the duty to use APC money equitably across disciplines. May have to change
current approaches if more demand and depending how the funding for it goes.
Discussion of whether the LIS
profession in its own research output has opted into OA and supported. Various
journals have OA routes, but problem for learned societies and professional
bodies with journals where income stream is an issue to afford gold OA route or
to give ‘free’ their output without membership or subscription.
Discussion of whether gold is
sustainable in terms of institutions paying twice to make OA gold route and to
subscribe to the journals.
Discussion of whether authors
choose to publish and why now and how this could be affected by OA depending on
publishers fees and models. Is there a perception that OA journals aren’t as
good or authoritative or are not long-term sustainable to access compared to commercially
published and price competitors?
Lot of the focus is on articles
in journals, but real problem with book chapters, conference proceedings,
dissertations too – that shouldn’t be lost with all concentration on journals.
Also general discussion of free
law sites and tools and extent to which supported and used. General agreement
are used and useful and worth supporting and promoting in terms of breadth and
coverage offered which may be unavailable from commercial datasets or not
subscribed to.